regions bank chief compliance officer

BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He leads the company's Executive Leadership Team. Youre about to leave Regions to use an external site. He is also a member of the United Ways Tocqueville Society. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Head of Corporate Real Estate and Procurement. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Senior Executive Vice President As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. He is also a member of the companys Executive Leadership Team. You should consult privacy disclosures at the linked website for further information. Hope D.Mehlman Nix commits much of his time to community engagement and professional organizations. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Please refine your filters to display data. Andy Hernandez is Chief Digital Officer for Regions. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. President and Chief Executive Officer of Regions Financial Corporation. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Manav Misra Birmingham's largest bank has added a new leader to its ranks. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. She is a member of the companys Executive Leadership Team. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. New compliance officers face an overwhelming amount of tasks during their first few months. About Regions Financial Corporation Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. All Rights Reserved. Chief Risk Officer. He also served as the Florida president. John B. Owen She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Embed controls to reduce risk in a hybrid work environment. Chief Risk Officer . First Horizon Bank. This 32-page document allows for easier reading and reference. 205-264-4551 Gartner Terms of Use At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 C. Keith Herron Senior Executive Vice President Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Advisory Services are offered through Cetera Investment Advisers LLC. Senior Executive Vice President Head of Corporate Responsibility and Community Engagement. Regions Bank is an Equal Housing Lender and Member FDIC. Executive Vice President Senior Executive Vice President Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Chief Operating Officer. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Senior Executive Vice President 2023 Regions Bank. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. John Turner is president and chief executive officer of Regions Financial Corporation. All Rights Reserved. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Andrew Nix will join Regions as chief governance officer on March 17. By Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Mehlman received her bachelors degree from Cornell University. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. 4 Models for the Chief Compliance Officer Role. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Additional information about Regions and its full line of products and services can be found at www.regions.com. Head of Consumer Banking Group. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Chief Data and Analytics Officer. Gartner helps compliance officers transition confidently andsucceed faster. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. She is also responsible for managing the companys relationships with credit rating agencies. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Evaluate current compliance program activities and gauge their effectiveness and impact. Andrews experience and insights will help us build on these accomplishments. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Danella earned a bachelors degree in Economics and English from Vanderbilt. Community Affairs He is responsible for 1,500+ facilities and workplace strategy. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Danella earned a bachelors degree in Economics and English from Vanderbilt. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Privacy Policy. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Pichel began his career as a financial analyst with General Motors. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Fournier J. Gale, III By clicking the "Submit" button, you are agreeing to the He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. John M. Turner, Jr. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Chief Human Resources Officer. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. John Turner is president and chief executive officer of Regions Financial Corporation. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. He is a alumnus of the Graduate School of Banking at Louisiana State University. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Logan M. Pichel He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Fill out the form to connect with a representative and learn more. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Chief Governance Officer and Assistant Corporate Secretary. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Smith is a member of the companys Executive Leadership Team. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. He began his career in the Jackson, Mississippi office of Arthur Andersen. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Additional information about Regions and its full line of products and services can be found at www.regions.com. M. Deron Smithy Privacy Policy. Executive Vice President The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Head of the Wealth Management Group. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Chief Administrative and Human Resources Officer. Meet Andrew Nix. The solution? Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. and He began his career in information systems with McDonnell-Douglas. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Gartner Terms of Use Internet Explorer presents a security risk. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said.

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